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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2015-09-16 |
Branch Locations
600 Hamilton Street Suite 900, Allentown, PA 18101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M Holdings Securities, Inc. | Portland | OR | 05/2000 | Present |
| Capfinancial Partners, Llc (Captrust) | Raleigh | NC | 08/2015 | Present |
1) CAPTRUST; CAPTRUSTADVISORS.COM; 8/1/2015; PRINCIPAL; RIA ACTIVITIES AND LIFE INSURANCE SALES AND SERVICES; INVEST-RELATED; 160+ HRS/MONTH - 160+ HRS/BUSINESS; EXPENSE REIMBURSEMENT, OWNERSHIP, PROFITS, COMMISSIONS, TRIPS OR VACATION RENTALS, WAGES SALARY & TIPS, AND EARN OUT FROM MERGER WITH MFP 2) STRATEGIC ADVISOR GROUP; 600 HAMILTON STREET, SUITE 900, NEWTOWN, PA 18101; 08/2015; PRINCIPAL; MARKETING OF FINANCIAL SERVICES, INSURANCE AND INVESTMENTS; INVESTMENT RELATED; 160 HOURS/MONTH; 160 HOURS/MONTH DURING BUSINESS HOURS; COMMISSIONS, WAGES/SALARY/TIPS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-08 |
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