Kandice Michelle Gupta

Current Employers

Employment History

• 05/2013 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 01/2005 → Present
  K & K Financial Group
  Rainbow City, AL
• 09/2017 → Present
  Cetera Investment Advisers, Llc
  Schaumburg, IL
• 02/2019 → Present
  Willmore Total Fitness
  Rainbow City, AL

Other Businesses

1) K & K FINANCIAL GROUP, DBA NAME FOR INVESTMENT PRACTICE - INV RELATED; RAINBOW CITY, AL; FINANCIAL SERVICES; PRESIDENT; SINCE 2005; 120 HRS/MONTH, 120 HRS/MONTH DURING SECURITIES TRADING HOURS: 2) NAME OF OTHER BUSINESS: ADVACARE ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: VITAMINS ; START DATE: 01/2019 ; POSITION/TITLE/RELATIONSHIP: SALES ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: VITAMINS ; 3)NAME OF OTHER BUSINESS: WILLMORE TOTAL FITNESS; INVESTMENT RELATED: NO; ADDRESS: 209 RISCIA AVE, RAINBOW CITY, AL 35906; NATURE OF BUSINESS: GYM - SPINNING / CYCLING CLASS; START DATE: 02/2019; POSITION/TITLE/RELATIONSHIP: SPIN GROUP INSTRUCTOR; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: TEACH SPIN CLASS AT GYM; 4)NAME OF OTHER BUSINESS: YOUNG LIVING OILS ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: OILS; START DATE: 01/2019 ; POSITION/TITLE/RELATIONSHIP: SALES ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: OILS ; 5) NAME OF OTHER BUSINESS: SOUTHSIDE BAPTIST CHURCH, INVESTMENT RELATED: NO, ADDRESS: 3975 AL - 77, GADSDEN, AL 35907, NATURE OF BUSINESS: NON-PROFIT/CHURCH, START DATE: 07/2024 POSITION/TITLE/RELATIONSHIP: MEMBER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: VOTING ON A BUDGET SET BEFORE US BY OTHER LEADERSHIP OF THE CHURCH:

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-09-11
• S63 Uniform Securities Agent State Law Examination
  1993-11-30

Other Names

• Kandice Michelle Rodocker Johnson
• Kandice M Johnson
• Kandice Michelle Rodocker
• Kandi Rodocker
• Kandice Michelle Johnson
• Kandice Johnson Gupta
• Kandice Gupta