Best Investors Account Sign in
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2006-05-03
  • AL RA
    APPROVED
    Since 2006-05-03

Branch Locations

575 Steele Station Rd, Rainbow City, AL 35906 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2001 Present
Northwestern Mutual Investment Services Llc Milwaukee WI 10/2001 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2008 Present
  • 05/2001 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2001 → Present
    Milwaukee, WI
  • 04/2008 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2) RENTAL PROPERTY, 3839 MATT SMITH RD SOUTHSIDE, AL 35907, 50% OWNER, LANDLORD, PROPERTY MANAGER, DEDICATES 1 HOUR PER MONTH, ANTICIPATED ANNUAL INCOME OF $6500. 3) Three C's Properties, 357 Acres Timber Land Ashville AL, 100% owner, 3-4 hours a month, Recreational hunting land and receives income through timber sales. Start date of 01/01/2014 4) PRESIDENT, W CLUB, 100 WESTMINSTER DRIVE, RAINBOW CITY, , ALABAMA, 35906, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 11/17/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SETTING FUNDING AMOUNTS FOR SCHOOL SPORTS. 5) 50% OWNER, ABSOLUTE RESPIRATORY CARE, NON-FINANCIAL SERVICES BUSINESS, START DATE: 2/7/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER 6) PROFOCUS MEDIA LLC, 15 INDIAN PINE TRCE E, GADSDEN, , ALABAMA, 35901, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 1/10/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NO RESPONSIBILITY, JUST AN INVESTOR IN THE BUSINESS; NON-INVESTMENT RELATED. 7) 100% OWNER, WJP REAL ESTATE HOLDINGS, LLC, 15 INDIAN PINE TRCE E, GADSDEN, , ALABAMA, 35901, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 03/14/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NO RESPONSIBILITY. INVESTMENT RELATED. 8) JENDIA HOLDINGS, LLC, LEGAL ENTITY, START DATE: 03/14/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 9) OWNER, JENDIA REAL ESTATE HOLDINGS LLC, 575 STEELE STATION RD, RAINBOW CITY, , ALABAMA, 35906, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 05/01/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVESTMENT RELATED. 10) 100% OWNER, W. PATTERSON HOLDINGS CORPORATION, LEGAL ENTITY, START DATE: 06/18/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-11
S63 Uniform Securities Agent State Law Examination 2002-04-29
  • S66 Uniform Combined State Law Examination
    2006-04-11
  • S63 Uniform Securities Agent State Law Examination
    2002-04-29

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Rainbow City, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor