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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-07-08
  • AL RA
    APPROVED
    Since 2025-07-08

Branch Locations

2405 Rainbow Dr., Gadsden, AL 35901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alabama Teachers Credit Union Gadsden AL 02/2023 10/2024
Auburn University Auburn AL 08/2017 02/2023
Southside High School Southside AL 08/2013 08/2017
Lpl Financial Llc Gadsden AL 06/2024 07/2025
Emblem Credit Union Gadsden AL 10/2024 02/2025
Emblem Credit Union Gadsden AL 02/2025 07/2025
Cambridge Investment Research, Inc. Fairfield IA 07/2025 Present
Cambridge Investment Research Advisors, Inc, Fairfield IA 07/2025 Present
  • 02/2023 → 10/2024
    Alabama Teachers Credit Union
    Gadsden, AL
  • 08/2017 → 02/2023
    Auburn University
    Auburn, AL
  • 08/2013 → 08/2017
    Southside High School
    Southside, AL
  • 06/2024 → 07/2025
    Gadsden, AL
  • 10/2024 → 02/2025
    Emblem Credit Union
    Gadsden, AL
  • 02/2025 → 07/2025
    Emblem Credit Union
    Gadsden, AL
  • 07/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2025 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1. BAYLOR MILLHOFF, 2405 Rainbow Dr., Gadsden AL 35901, United States, 07/11/2025, Agent, Insurance/Benefits/Human Resources, INV REL, 160 HR/MO - 130 HR/MO TRADING 2. HOLT WEALTH MANAGEMENT, 2405 Rainbow Dr., Gadsden AL 35901, United States, 07/10/2025, IAR, DBA Name, INV REL, 160 HR/MO - 130 HR/MO TRADING 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 07/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-03
  • S66 Uniform Combined State Law Examination
    2025-02-03

View on SEC IAPD

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