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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-07-08
TX RA APPROVED_RES 2025-07-08
  • AL RA
    APPROVED
    Since 2025-07-08
  • TX RA
    APPROVED_RES
    Since 2025-07-08

Branch Locations

2405 Rainbow Dr., Gadsden, AL 35901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alabama Teachers Credit Union Gadsden AL 04/2013 10/2024
Cuso Financial Services, Lp San Diego CA 03/2013 01/2019
Lpl Financial Llc Gadsden AL 01/2019 07/2025
Emblem Credit Union Gadsden AL 10/2024 07/2025
Cambridge Investment Research, Inc. Fairfield IA 07/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2025 Present
  • 04/2013 → 10/2024
    Alabama Teachers Credit Union
    Gadsden, AL
  • 03/2013 → 01/2019
    Cuso Financial Services, Lp
    San Diego, CA
  • 01/2019 → 07/2025
    Gadsden, AL
  • 10/2024 → 07/2025
    Emblem Credit Union
    Gadsden, AL
  • 07/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2025 → Present
    Fairfield, IA
Previous Registrations
  • 2019-01-15 → 2025-07-10
    Gadsden, AL
    Fort Mill, SC
    Gadsden, AL
    Albertville, AL
    Anniston, AL
    Centre, AL
    Fort Payne, AL
    Oxford, AL
  • 2014-06-23 → 2019-01-14
    Cuso Financial Services, L.P.
    Gadsden, AL
    San Diego, CA
Other Businesses

1. WESTBROOK YOUTH FOOTBALL ASSOCIATION, Gadsden AL 35901, United States, 08/2024, VICE PRESIDENT, BOARD MEMBER, NIR, 0 HR/MO - 0 HR/MO TRADING. 2. HRP, LLC, Gadsden AL 35901, United States, 02/2013, PRESIDENT, REAL ESTATE, NIR, 1 HR/MO - 0 HR/MO TRADING. 3. HTP, LLC, Gadsden AL 35901, United States, 06/2023, PRESIDENT, REAL ESTATE, NIR, 2 HR/MO - 0 HR/MO TRADING. 4. HOLT FARMS, 710 Alfords Bend Circle, Gadsden AL 35903, United States, 12/01/2008, Owner, Agriculture, NIR, 8 HR/MO - 0 HR/MO TRADING 5. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 07, 2025, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 6. HOLT WEALTH MANAGEMENT, 2405 Rainbow Dr, Gadsden AL 35901, United States, 07/08/2025, Owner, DBA Name, INV REL, (160) HR/MO - (160) HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-20
S63 Uniform Securities Agent State Law Examination 2011-08-05
  • S66 Uniform Combined State Law Examination
    2014-06-20
  • S63 Uniform Securities Agent State Law Examination
    2011-08-05
Other Names
  • Jd Holt

View on SEC IAPD

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