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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-07-08 |
| TX | RA | APPROVED_RES | 2025-07-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alabama Teachers Credit Union | Gadsden | AL | 04/2013 | 10/2024 |
| Cuso Financial Services, Lp | San Diego | CA | 03/2013 | 01/2019 |
| Lpl Financial Llc | Gadsden | AL | 01/2019 | 07/2025 |
| Emblem Credit Union | Gadsden | AL | 10/2024 | 07/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2025 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2025 | Present |
1. WESTBROOK YOUTH FOOTBALL ASSOCIATION, Gadsden AL 35901, United States, 08/2024, VICE PRESIDENT, BOARD MEMBER, NIR, 0 HR/MO - 0 HR/MO TRADING. 2. HRP, LLC, Gadsden AL 35901, United States, 02/2013, PRESIDENT, REAL ESTATE, NIR, 1 HR/MO - 0 HR/MO TRADING. 3. HTP, LLC, Gadsden AL 35901, United States, 06/2023, PRESIDENT, REAL ESTATE, NIR, 2 HR/MO - 0 HR/MO TRADING. 4. HOLT FARMS, 710 Alfords Bend Circle, Gadsden AL 35903, United States, 12/01/2008, Owner, Agriculture, NIR, 8 HR/MO - 0 HR/MO TRADING 5. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 07, 2025, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 6. HOLT WEALTH MANAGEMENT, 2405 Rainbow Dr, Gadsden AL 35901, United States, 07/08/2025, Owner, DBA Name, INV REL, (160) HR/MO - (160) HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-05 |
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