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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2016-02-16 |
| TX | RA | APPROVED_RES | 2009-07-22 |
| RI | RA | APPROVED | 2007-03-21 |
| NJ | RA | APPROVED | 2004-09-10 |
Branch Locations
45 William St, Wellesley Hills, MA 02481 • United States
45 William St, Wellesley Hills, MA 02481 • United States
25 Burlington Mall Rd, Burlington, MA 01803 • United States
1700 W Park Dr, Westborough, MA 01581 • United States
225 Liberty St, New York, NY 10281 • United States
1 Financial Plaza, Providence, RI 02903 • United States
100 Front St, Worcester, MA 01608 • United States
Westport, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith In | Wellesley | MA | 07/1985 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Providence | RI | 07/1985 | Present |
I*436509 For profit or not for profit: Name of outside business organization: Minuteman Chapter 2522 Investment related: N Address of business: Dartmouth, Massachusetts, 02747-1821 Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , HOG is a group of individuals that ride motorcylces and participant in fund raising activities. I have been appointed the membership officer and maintain the membership records.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-24 |
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