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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2004-04-14 |
| TX | RA | APPROVED_RES | 1999-08-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Johnson City | TN | 05/1994 | Present |
| Bank Of America, Na | Johnson City | TN | 12/2009 | Present |
I*134472 For profit or not for profit: For-Profit Organization Name of outside business organization: Bucs Beach LLC Investment related: N Address of business: Jonesborough, Tennessee 37659 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 11/1/2020 Number of hours devoted: 24 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Ownership of vacation property which will be used as rental property on occasion.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-08 |
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