Gregory Shawn Brooks

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2006-11-23

AL RA
APPROVED

Since 2006-11-23

Branch Locations

925 Sharit Avenue Suite 213, Gardendale, AL 35071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Financial Specialists Llc	Schaumburg	IL	10/2001	Present
Cetera Investment Advisers Llc	Schaumburg	IL	11/2006	Present
Brooks Financial Services Llc	Gordendale	AL	08/2012	Present

10/2001 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
11/2006 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
08/2012 → Present

Brooks Financial Services Llc

Gordendale, AL

Other Businesses

BROOKS FINANCIAL SERVICES LLC, DBA NAME FOR INVESTMENT PRACTICE; INV. RELATED; GARDENDALE, AL; FINANCIAL SERVICES; OWNER; SINCE 08/2012; 40 HRS/WEEK DURING SECURITIES TRADING HOURS:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-11-22
S63	Uniform Securities Agent State Law Examination	1994-07-25

S65 Uniform Investment Adviser Law Examination

2006-11-22
S63 Uniform Securities Agent State Law Examination

1994-07-25

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews