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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-19
  • MN RA
    APPROVED
    Since 2013-11-19

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Brooklyn Park, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Dain Rauscher Minneapolis MN 02/2008 Present
  • 02/2008 → Present
    Rbc Dain Rauscher
    Minneapolis, MN
Other Businesses

HAERLE RENTAL. I OWN THREE HOMES THAT I RENT OUT. I SPEND ABOUT 3 HOURS A MONTH ON THIS ACTIVITY. I FIND RENTERS, COLLECT RENT CHECKS, AND I MAKE SMALL REPAIRS. NAME OF ENTITY: VISALUS, NO ADDRESS GIVEN, BUSINESS DESCRIPTION: DISTRIBUTOR OF NUTRITIONAL PRODUCTS, START DATE: 04/10/13, NO END DATE GIVEN, CAPACITY: INDEPENDENT CONTRACTOR CONSULTANT, DUTIES: I WILL BE PROMOTING AND SELLING NUTRITIONAL PRODUCTS, TIME DEVOTED TO THIS ACTIVITY PER WEEK 1 HOUR, TIME DEVOTED TO THIS ACTIVITY PER WEEK DURING SECURED TRADING HOURS: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-19
S63 Uniform Securities Agent State Law Examination 1993-11-24
  • S66 Uniform Combined State Law Examination
    2006-04-19
  • S63 Uniform Securities Agent State Law Examination
    1993-11-24

View on SEC IAPD

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