Joseph George Stassi

Current Employers

Employment History

• 09/2012 → Present
  Sigma Financial Corporation
  Ann Arbor, MI
• 09/2012 → Present
  Spc
  Ann Arbor, MI
• 05/2023 → Present
  Lpl Financial Llc
  Sugar Land, TX

Previous Registrations

• 2012-09-28 → 2023-05-15
  Spc
  Ann Arbor, MI
  Ann Arbor, MI
  Sugar Land, TX
• 2010-09-10 → 2012-09-28
  Wfg Advisors, Lp
  Sugar Land, TX
• 2009-10-05 → 2010-09-14
  Ameriprise Financial Services, Llc
  Houston, TX
• 2007-08-10 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Sugar Land, TX
  Houston, TX
• 2007-04-02 → 2007-08-14
  Morgan Stanley & Co. Llc
  Houston, TX
• 2005-01-07 → 2007-04-02
  Morgan Stanley Dw Inc.
  Houston, TX
  Houston, TX
• 1999-02-23 → 2005-01-13
  Citigroup Global Markets Inc.
  Houston, TX

Other Businesses

1. 05/18/2023 - Upstream Investment Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 07/10/2023 - Vacation Rentals - Investment Related - Acapulco, Mexico - Real Estate Rental - Owner - Start Date 11/30/2005 - 1 Hour Per Month - Time Spent 1% 3. 07/11/2023 - PET HEALTH MATCHING ACCOUNT INSURANCE SALES - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - INDEPENDENT AGENT - Start Date 8/22/2020 - 1 Hours Per Month - Time Spent 2% 4. 07/11/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 9/15/2012 - 6 Hours Per Month - Time Spent 5% 5. 07/11/2023 - HEALTH INSURANCE SALES - INDEPENDENT AGENT - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 8/22/2016 - 4 Hours Per Month - Time Spent 5% 6. 07/11/2023 - HEALTH MATCHING ACCOUNT INSURANCE SALES - Investment Related - At Reported Business Location(s) - Non-Variable Insurance Trails Only - INDEPENDENT AGENT - Start Date 8/26/2018 - 2 Hours Per Month - Time Spent 5% 7. 07/11/2023 - JGS Financial Services LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date 8/24/2020 - 4 Hours Per Month - Time Spent 2% 8. 08/22/2025 - Compass Plan Wealth Strategies - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/01/2025 - 40 Hours Per Month 30 hrs during Trading

Exams

• S66 Uniform Combined State Law Examination
  2000-11-03
• S63 Uniform Securities Agent State Law Examination
  1998-06-04

Other Names

• Jr Joseph George Stassi
• Jr Joseph George Strassi
• Jr Joe Stassi