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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED_RES | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 04/2016 | Present |
| Missouri State Fair | Sedalia | MO | 08/2022 | 08/2022 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
| Missouri State Fair | Sedalia | MO | 08/2025 | 08/2025 |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 04/13/2016 APX NUMBER OF HOURS PER WEEK: 3-4 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: DBA MURDOCK BANNER FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/2016 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR/ INSURANCE AGENT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES & INSURANCE BUSINESS 3. NAME OF OTHER BUSINESS: FIRST CHRISTIANS CHURCH; INVESTMENT RELATED: NO; ADDRESS: 200 S LIMIT AVE, SEDALIA, MO 65301; NATURE OF BUSINESS: MEMBER; START DATE: 02/2023; POSITION/TITLE/RELATIONSHIP: FELLOWSHIP COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: FELLOWSHIP COMMITTEE MEMBER; 4. NAME OF OTHER BUSINESS: FIRST CHRISTIAN CHURCH; INVESTMENT RELATED: NO; ADDRESS: 200 S LIMIT AVE, SEDALIA, MO 65301; NATURE OF BUSINESS: CHURCH BOARD MEMBER; START DATE: 6/2021; POSITION/TITLE/RELATIONSHIP: CAPITAL CAMPAIGN COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: DEVELOP MARKETING PLAN, MAKE PRESENTATIONS AND FUNDRAISE ; 5. NAME OF OTHER BUSINESS: FIRST CHRISTIAN CHURCH; INVESTMENT RELATED: NO; ADDRESS: 200 S LIMIT AVE, SEDALIA, MO 65301; NATURE OF BUSINESS: CHURCH BOARD MEMBER; START DATE: 6/2021; POSITION/TITLE/RELATIONSHIP: ENDOWMENT FUND COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: MAKE PRESENTATIONS AND EDUCATE MEMBERS, HELP DECIDE HOW FUNDS SHOULD BE USED;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-06 |
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