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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-19
  • MN RA
    APPROVED
    Since 2013-12-19

Branch Locations

600 Portland Ave S, Minneapolis, MN 55415 • United States

Edina, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lutheran Brotherhood Minneapolis MN 07/1997 Present
Lutheran Brotherhood Securities Corp. Minneapolis MN 07/1997 Present
Thrivent Investment Management Inc. Appleton WI 07/2002 Present
  • 07/1997 → Present
    Lutheran Brotherhood
    Minneapolis, MN
  • 07/1997 → Present
    Lutheran Brotherhood Securities Corp.
    Minneapolis, MN
  • 07/2002 → Present
    Appleton, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-23
S63 Uniform Securities Agent State Law Examination 1993-12-30
  • S65 Uniform Investment Adviser Law Examination
    1994-03-23
  • S63 Uniform Securities Agent State Law Examination
    1993-12-30

View on SEC IAPD

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