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Lisa Marie Carey

Gem Asset Management, LLC

Plymouth, MI

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Current Employers
Gem Asset Management, Llc

261 S. Main Street, Plymouth, MI 48170 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-01-18
  • MI RA
    APPROVED
    Since 2018-01-18

Branch Locations

261 S Main Street, Plymouth, MI 48170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gem Asset Management, Llc Plymouth MI 09/2012 01/2018
Gem Asset Management, Llc Plymouth MI 01/2018 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-11-02
  • S63 Uniform Securities Agent State Law Examination
    1993-11-02
Designations
Other Names
  • Lisa Marie Duty
  • Lisa Marie Coy
  • Lisa Marie Coy

View on SEC IAPD

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Other Investors

PETER PETROPOULOS
WILLIAM ALEXANDER WILLIAMS
HEATHER MARIE OTT
LAURA MICHELLE TREANOR
ANTHONY CHARLES RUDA
Kellan Jackson Landefeld
JAMES D POTTER
JASON Andrew NEWEL

Other Offices

OPPENHEIMER & CO. INC. · PLYMOUTH, MI
FOGUTH WEALTH MANAGEMENT, LLC. · Plymouth, MI
LPL FINANCIAL LLC · PLYMOUTH, MI
SCHWARTZ INVESTMENT COUNSEL INC · PLYMOUTH, MI
EDWARD JONES · PLYMOUTH, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PLYMOUTH, MI
PINNACLE WEALTH MANAGEMENT GROUP, INC. · PLYMOUTH, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · PLYMOUTH, MI

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