Brian David Emery

Current Employers

Employment History

• 02/2015 → 03/2020
  Ameriprise Financial Services, Inc.
  Cincinnati, OH
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Cincinnati, OH

Previous Registrations

• 2007-01-24 → 2015-02-17
  Edward Jones
  Blue Ash, OH

Other Businesses

Real Estate Ownership; Commercial; 5887 Cornell Road Suite 3 Blue Ash OH 45242, ,; Not Investment-Related; 02/13/2015. Business Ownership; Matador Holdings LLC; ; You are asking about a legal entity, my LLC, is used to hold my office property.; 5887 Cornell Road Suite 3 Blue Ash OH 45242, ,; Not Investment-Related; 02/13/2015; 1 to 9 hours per month; 1 to 9 during trading hours / BALAG Professional Services; ; This is the LLC for my business within Ameriprise to pay bills, professional services for my office, and hire employees, payroll, etc.; 5887 Cornell Road suite 3 Blue Ash OH 45242, ,; Not Investment-Related; 02/13/2015; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Cornell Office Park Board; President; 5887 Cornell Road, , Blue Ash, OH, 45242; Not Investment-Related; 03/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Balag Professional Services; Owner - Balag is the LLC that I draw compensation from after being paid from Ameriprise.; ; 5887 Cornell Road # 3, , Blue Ash, OH, 45242; Not Investment-Related; 02/13/2015; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-08
• S63 Uniform Securities Agent State Law Examination
  1993-12-06

Other Names

• Brian Emery