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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-01 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Palm Beach Gardens, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Palm Beach Gardens | FL | 06/2008 | Present |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 04/2013 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 04/2013 | Present |
1) DBA: PATAGONIA FINANCIAL SERVICES, LLC - 11203 MONET RIDGE ROAD, PALM BEACH, FL 33410, DBA FOR SECURITIES BUSINESS THROUGH KOVACK SECURITIES, INC., FINANCIAL SERVICES, DIRECTOR, 100% OF TIME SPENT. 2) INSURANCE SALES - 11203 MONET RIDGE ROAD, PALM BEACH GARDENS, FL 33410; INSURANCE SALES, LIFE, HEALTH, VARIABLE ANNUITIES); SALES; 1% OF TIME SPENT. 3) MOBILE HOME RENTAL - 2423 NE PALM AVE, UNIT #20, JENSEN BEACH, FL 34957; NON-INVESTMENT RELATED; RENTAL FOR CAMPERS; OWNER; START DATE 4.1.26; 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS; LESS THAN 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-30 |
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