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Current Employers
Paul Marascalco Registered Investment Advisor

7047 E. Greenway Parkway Suite 250, Scottsdale, AZ 85254 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-08-17
  • TX RA
    APPROVED_RES
    Since 2017-08-17

Branch Locations

7047 E. Greenway Parkway Suite 250, Scottsdale, AZ 85254 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Paul Marascalco Registered Investment Advisor Scottsdale AZ 06/2015 Present
Previous Registrations
  • 2009-01-23 → 2015-06-03
    Securities America Advisors, Inc.
    Scottsdale, AZ
  • 2006-06-07 → 2009-01-23
    Brecek & Young Advisors, Inc.
    Chandler, AZ
    Scottsdale, AZ
  • 2000-02-09 → 2006-06-02
    Chandler, AZ
    New York, NY
    Phoenix, AZ
    Scottsdale, AZ
    Chandler, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-01
S63 Uniform Securities Agent State Law Examination 1993-09-20
  • S65 Uniform Investment Adviser Law Examination
    1999-07-01
  • S63 Uniform Securities Agent State Law Examination
    1993-09-20

View on SEC IAPD

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