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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2020-11-12
  • OK RA
    APPROVED
    Since 2020-11-12

Branch Locations

13919 Quail Pointe Drive, Oklahoma City, OK 73134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Concepts Oklahoma City OK 05/1996 Present
First Allied Securities, Inc. Oklahoma City OK 05/2008 09/2022
First Allied Advisory Services, Inc. Oklahoma City OK 05/2008 11/2020
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
Cetera Advisors Llc Oklahoma City OK 09/2022 Present
  • 05/1996 → Present
    Investment Concepts
    Oklahoma City, OK
  • 05/2008 → 09/2022
    First Allied Securities, Inc.
    Oklahoma City, OK
  • 05/2008 → 11/2020
    First Allied Advisory Services, Inc.
    Oklahoma City, OK
  • 11/2020 → Present
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Oklahoma City, OK
Previous Registrations
  • 2007-01-03 → 2020-11-12
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    Oklahoma City, OK
  • 1998-04-30 → 2007-01-03
    Ffp Advisory Services Inc
    Oklahoma City, OK
Other Businesses

1. INVESTMENT CONCEPTS & FINANCIAL PLANNING SERVICES; REPRESENTATIVE; DBA; START DATE: 5/30/2008; 0 HOURS PER MONTH. 2. KELLY KHELGHATI; AGENT/REPRESENTATIVE; INSURANCE; START DATE: 01/01/1993; 0 HOURS PER MONTH. 3. THE S. MIKE HASHEMI IRREVOCABLE INSURACE TRUST; TRUSTEE; FIDUCIAY POSITION (TRUSTEE, POA, EXECUTOR, ECT); START DATE 02/13/2002; 0 HOURS PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-12
S63 Uniform Securities Agent State Law Examination 1996-05-09
  • S65 Uniform Investment Adviser Law Examination
    1998-03-12
  • S63 Uniform Securities Agent State Law Examination
    1996-05-09
Other Names
  • Ghodrat Kelly Khelghati
  • Kelly Khelghati

View on SEC IAPD

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