Christopher Lee Yingling

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → Present
  Rbc Capital Markets Corporation
  Westminster, MD
• 05/2019 → Present
  City National Bank
  Westminster, MD

Other Businesses

CARROLL COMMUNITY COLLEGE PLANNED GIVING COMMITTEE; ADDRESS: 1601 WASHINGTON ROAD, WESTMINSTER, MD 21157; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: COMMUNITY COLLEGE; CAPACITY: COMMITTEE/COUNCIL MEMBER (NOT ASSOCIATED WITH THE BOARD OF DIRECTORS); START DATE: 10/29/2018; DUTIES: ADVISE THE FOUNDATION ON WAYS TO SOLICIT RECURRING GIFTS; HOURS DEVOTED PER MONTH: 0; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.

Exams

• S66 Uniform Combined State Law Examination
  2011-11-13
• S65 Uniform Investment Adviser Law Examination
  1994-02-08
• S63 Uniform Securities Agent State Law Examination
  1994-02-01

Other Names

• Christopher L Yingling