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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-04-13
AL RA APPROVED 2011-03-09
  • TX RA
    APPROVED_RES
    Since 2011-04-13
  • AL RA
    APPROVED
    Since 2011-03-09

Branch Locations

1500 Urban Center Dr Ste 415, Vestavia, AL 35242 • United States

Indian Springs, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Birmingham AL 03/2011 03/2020
Ameriprise Financial Services, Llc Birmingham AL 03/2020 Present
Previous Registrations
  • 2009-10-19 → 2011-03-17
    Msi Financial Services, Inc.
    Birmingham, AL
  • 2006-05-01 → 2009-10-06
    Avantax Advisory Services
    Pelham, AL
Other Businesses

Business Ownership; Parker Southern Building LLC; Co-owner; Commercial real estate; 2501 Meadowview Lane, Suite 201, Pelham, AL, 35124; Not Investment-Related; 10/01/2005; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Southeastern Leadership Training for Christ; Treasurer; 1868 Montgomery HwyBirmingham, AL 35244, ,; ; 06/15/2000; 1 to 9 hours per month; . Outside Employment; Bryan L Parker CPA LLC; Employee; Tax Preparation; 2501 Meadowview Lane, Suite 201, Pelham, AL, 35124; Not Investment-Related; 02/01/2026; 60 hours per month; 60 during trading hours. Other Business Activities; Small Business Checks LLC; Printing check stock for QuickBooks and other software; 2501 Meadowview LaneSuite 201Pelham, AL 35124, ,; Not Investment-Related; 01/15/2014; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-01
S63 Uniform Securities Agent State Law Examination 1993-10-25
  • S66 Uniform Combined State Law Examination
    2002-11-01
  • S63 Uniform Securities Agent State Law Examination
    1993-10-25

View on SEC IAPD

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