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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 08/2005 | 11/2016 |
| Mml Investors Services Llc | Cincinnati | OH | 01/2014 | 11/2016 |
| Ohio National Financial Services | Cincinnati | OH | 12/2016 | 08/2022 |
| The O.N. Equity Sales Company | Cincinnati | OH | 05/2017 | 08/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2022 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2022 | Present |
1. THE ROSSELOT FINANCIAL GROUP (EFG), 7426 Jager Ct, Cincinnati OH 45230, 01/2017, IAR, For DBA, INV REL, 160 HR/Mo - 32 HR/MO Trading. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 09/2022, AS ADVISORY REP OF A RIA, INV REL, 40 HR/MO - 32 HR/MO TRADING. 3. HAPPY 2 BREWING COMPANY, 8298 Cough Pike, Cincinnati OH 45255, 07/2019, Marketing, Owner, NIR, 5 HR/MO - 0 HR/MO Trading. 4. INTERDEPENDENT ADVISORS, LLC, 7432 Jager Court, Cincinnati OH 45230, 06/02/2023, Business Development Specialists, 1099 Contractor, NIR, 40 HR/MO - 20 HR/MO TRADING 5. JOHN MADDRILL INDEPENDENT INSURANCE AGENT, 7426 Jager Ct, Cincinnati OH 45230, United States, 09/17/2022, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-10-28 |
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