Best Investors Account Sign in

Danielle Nicole Dennis Grady

Cetera Investment Advisers LLC

Greensboro, NC

Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • NC RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

901 Battleground Ave Ste A, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern National Life Insurance Com Minneapolis MN 09/1993 Present
Dennis Insurance & Financial Services Greensboro NC 01/1994 Present
Roberts & Dennis Insurance Group Greensboro NC 01/1996 Present
Dennis Insurance And Financial Service, Inc Greensboro NC 01/2009 Present
Voya Financial Advisors Greensboro NC 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/1993 → Present
    Northwestern National Life Insurance Com
    Minneapolis, MN
  • 01/1994 → Present
    Dennis Insurance & Financial Services
    Greensboro, NC
  • 01/1996 → Present
    Roberts & Dennis Insurance Group
    Greensboro, NC
  • 01/2009 → Present
    Dennis Insurance And Financial Service, Inc
    Greensboro, NC
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Greensboro, NC
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

NAME OF ENTITY: Independent Insurance Agent; Yes; 901 BATTLEGROUND AVE STE A; GREENSBORO; NC; 27408; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 10/18/1993; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Dennis Insurance and Financial Services, Inc. DBA Dennis Insurance Group; Yes; 901 BATTLEGROUND AVE STE A; GREENSBORO; NC; 27408; DBA; Presidant; 1/1/2009; 160; 160; DBA for insurance and securities|NAME OF ENTITY:United Benefit Advisors; No; 280 EAST 96TH STREET STE 250; INDIANAPOLIS; IN; 46210; marketing organization; member; 10/1/2004; 0; 0; member of marketing organization|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-06-21
S63 Uniform Securities Agent State Law Examination 1993-10-14
  • S65 Uniform Investment Adviser Law Examination
    2001-06-21
  • S63 Uniform Securities Agent State Law Examination
    1993-10-14
Other Names
  • Danielle Nicole Dennis
  • Danielle Nicole Dennis-Cook
  • Danielle Nicole Denniscook
  • Danielle Nicole Dennis

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Greensboro, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor