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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
901 Battleground Ave Ste A, Greensboro, NC 27408 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern National Life Insurance Com | Minneapolis | MN | 09/1993 | Present |
| Dennis Insurance & Financial Services | Greensboro | NC | 01/1994 | Present |
| Roberts & Dennis Insurance Group | Greensboro | NC | 01/1996 | Present |
| Dennis Insurance And Financial Service, Inc | Greensboro | NC | 01/2009 | Present |
| Voya Financial Advisors | Greensboro | NC | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY: Independent Insurance Agent; Yes; 901 BATTLEGROUND AVE STE A; GREENSBORO; NC; 27408; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 10/18/1993; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Dennis Insurance and Financial Services, Inc. DBA Dennis Insurance Group; Yes; 901 BATTLEGROUND AVE STE A; GREENSBORO; NC; 27408; DBA; Presidant; 1/1/2009; 160; 160; DBA for insurance and securities|NAME OF ENTITY:United Benefit Advisors; No; 280 EAST 96TH STREET STE 250; INDIANAPOLIS; IN; 46210; marketing organization; member; 10/1/2004; 0; 0; member of marketing organization|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-14 |
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