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John Edmond Demontel

Principal Securities, Inc.

Corpus Christi, TX

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-11-28
  • TX RA
    APPROVED
    Since 2006-11-28

Branch Locations

5151 Flynn Pkwy Ste 310, Corpus Christi, TX 78411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arvak Financial Services Corpus Christi TX 04/2008 08/2017
Principal Life Insurance Company Corpus Christi TX 10/2017 Present
Demontel Financial Services Corpus Christi TX 04/2017 Present
Principal Securities Inc Corpus Christi TX 03/2016 Present
  • 04/2008 → 08/2017
    Arvak Financial Services
    Corpus Christi, TX
  • 10/2017 → Present
    Principal Life Insurance Company
    Corpus Christi, TX
  • 04/2017 → Present
    Demontel Financial Services
    Corpus Christi, TX
  • 03/2016 → Present
    Principal Securities Inc
    Corpus Christi, TX
Previous Registrations
  • 1993-12-03 → 2002-12-31
    Mony Securities Corporation
    Corpus Christi, TX
Other Businesses

Fixed Insurance, Life, DI, Health, LTC, Group Benefits- Life, Health, DI, Dental, Vision, 05/24/17.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-03
S63 Uniform Securities Agent State Law Examination 1993-09-15
  • S65 Uniform Investment Adviser Law Examination
    2006-05-03
  • S63 Uniform Securities Agent State Law Examination
    1993-09-15

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Corpus Christi, TX
FROST INVESTMENT SERVICES · CORPUS CHRISTI, TX
LPL FINANCIAL LLC · CORPUS CHRISTI, TX
EDWARD JONES · Corpus Christi, TX
DAVIDSON CAPITAL MANAGEMENT, INC · CORPUS CHRISTI, TX
FIRST COMMAND ADVISORY SERVICES · Corpus Christi, TX
OSAIC WEALTH, INC. · CORPUS CHRISTI, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORPUS CHRISTI, TX

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