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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-05-10 |
| OH | RA | APPROVED | 2016-10-12 |
| TX | RA | APPROVED_RES | 2016-10-06 |
Branch Locations
4908 Whiteford Rd, Toledo, OH 43623 • United States
New Smyrna Beach, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Perrysburg | OH | 05/2009 | 10/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Toledo | OH | 10/2016 | Present |
| Bank Of America, N.A. | Toledo | OH | 12/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-03 |
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