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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-03-11 |
| OR | RA | APPROVED | 2010-01-15 |
Branch Locations
2220 Nw Labiche Lane Suite 210, Bend, OR 97703 • United States
Bend, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Bend | OR | 01/2010 | Present |
BEND VOLUNTEER COMMUNITY; ADDRESS: 19423 WEST CAMPBELL BEND, OR 97702; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 06/01/2006; CAPACITY: BOARD OF DIRECTORS; DUTIES: BOARD MEMBER DUTIES AND FACILITATING SCHEDULES FOR VOLUNTEERS AROUND THE AREA; HOURS DEVOTED PER WEEK: 3; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) Providence St. Vincent Medical Foundation; Address: 9205 SW Barnes Road Portland OR 97225; Not For Profit; Business Description; Non-Profit Foundation: ; Capacity: Committee/Council Member (not associated with the Board of Directors); Start Date: 8/14/2018; Duties: serve as a committee member on an advisory board for the Providence St. Vincent Hospital Foundation; Hours Devoted Per Month: 1; Hours Devoted During Securities Hours Per Month; None.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-18 |
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