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1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-07-15 |
Branch Locations
1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | San Diego | CA | 04/2011 | 04/2018 |
| Charles Schwab & Co., Inc. | Minneapolis | MN | 04/2018 | 06/2024 |
| Osaic Wealth, Inc. | Minneapolis | MN | 06/2024 | Present |
CRASH COURSE BAND POSITION: drummer NATURE: I'm a drummer in a hobby band. There isn't a legal structure to the band. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/05/2021 ADDRESS: 8861 Foust Lane, Rockford MN 55373, United States DESCRIPTION: keeping time for the band
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-16 |
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