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Derek Christopher Ashcraft

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bloomfield Hills, MI

Naples, FL

Bonita Springs, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-03-17
TX RA APPROVED_RES 2012-09-18
MI RA APPROVED 2010-09-24
  • FL RA
    APPROVED
    Since 2021-03-17
  • TX RA
    APPROVED_RES
    Since 2012-09-18
  • MI RA
    APPROVED
    Since 2010-09-24

Branch Locations

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

9128 Strada Pl, Naples, FL 34108 • United States

Bonita Springs, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomfield MI 08/2008 Present
Bank Of America, N.A. Bloomfield Hills MI 07/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-19
S65 Uniform Investment Adviser Law Examination 1996-04-18
S63 Uniform Securities Agent State Law Examination 1996-03-13
  • S66 Uniform Combined State Law Examination
    2010-08-19
  • S65 Uniform Investment Adviser Law Examination
    1996-04-18
  • S63 Uniform Securities Agent State Law Examination
    1996-03-13

View on SEC IAPD

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