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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2012-09-26
  • TN RA
    APPROVED
    Since 2012-09-26

Branch Locations

1100 Ridgeway Loop Road, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Memphis TN 09/2012 Present
  • 09/2012 → Present
    Raymond James & Associates
    Memphis, TN
Previous Registrations
  • 2012-06-26 → 2013-03-14
    Morgan Keegan & Company, Llc
    Memphis, TN
    Memphis, TN
    Memphis, TN
Other Businesses

(1)Name of Business: Address: 4251 Grandview Ave, Memphis, TN, 38117, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/01/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We own a house in Florida. We explored using a rental agency company to get some rental income for this property but are in the process of getting rid of this agency. We might or might not rent it out going forward, we just don't know. (2)Name of Business: Mighty River Gobblers Chapter of NWTF Address: 4251 Grandview Ave, Memphis, TN, 38117, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 08/17/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Collect monies from ticket sales prior to and at the Annual Banquet in March along with monies from the games at the fundraiser. Deposit the monies into the Mighty River Gobblers Checking Account and then write a check to the National Organization - National Wild Turkey Federation for all the monies deposited. The National Organization keeps all the monies from the event. The Annual fundraiser banquet is the only scheduled event for the Memphis Chapter of NWTF.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-25
S63 Uniform Securities Agent State Law Examination 1993-11-12
  • S65 Uniform Investment Adviser Law Examination
    2012-06-25
  • S63 Uniform Securities Agent State Law Examination
    1993-11-12
Other Names
  • Anthony S Rowland

View on SEC IAPD

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