Stephen Michael Powers

220 South 6Th Street Suite 300, Minneapolis, MN 55402-1418 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2025-01-06
FL	RA	APPROVED	2024-09-05
MD	RA	APPROVED	2024-09-04
SC	RA	APPROVED	2024-09-04
TX	RA	APPROVED	2022-09-07
NC	RA	APPROVED	2020-01-22

Branch Locations

220 S. Sixth Street Suite 300, Minneapolis, MN 55402-4505 • UNITED STATES

227 West Trade Street 8Th Floor, Charlotte, NC 28202 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Aegon Usa Investment Management	Cedar Rapids	IA	11/2014	07/2019
Cliftonlarsonallen Wealth Advisors, Llc	Charlotte	NC	01/2020	Present
Foreside Fund Services, Llc	Charlotte	NC	10/2016	07/2019
Unemployed	Weddington	NC	08/2019	12/2019

2017-02-24 → 2019-08-08

Aegon Asset Management Us

Charlotte, NC

Cedar Rapids, IA
2015-12-18 → 2016-09-16

Transamerica Financial Advisors, Llc

Charlotte, NC

St. Petersburg, FL

St Petersburg, FL
2010-06-01 → 2010-06-07

Advisors Asset Management, Inc.

Charlotte, NC
2009-08-04 → 2009-12-31

Evergreen Investment Management Co

Boston, MA
2002-07-25 → 2003-11-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Owns rental property located at 163 Alpin Way, Linville, NC 28657, if rented charge $150 per night and spend 3 hours per month for maintenance.

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-07-23
S63	Uniform Securities Agent State Law Examination	1993-09-17

Other Firms