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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-08-01 |
Branch Locations
20 S. Limestone Street Suite 249, Springfield, OH 45502 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 03/2010 | 08/2025 |
| Raymond James Financial Services, Inc. | Springfield | OH | 08/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Springfield | OH | 08/2025 | Present |
(1)Name of Business: Stephenson & Little LLC Address: 20 S Limestone St Ste 249, Springfield, OH, 45502-1292, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/10/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Partner with Stephenson & Little LLC with was established to conduct banking, leasing, and other business activities for Sterling Wealth Management. (2)Name of Business: Stephenson Artography Address: 2430 St Paris Pk, #27, Springfield, OH, 45504, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 04/01/2005 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Freelance photographer and editor (3)Name of Business: Sterling Wealth Management Address: 20 S Limestone St Ste 249, Springfield, OH, 45502-1292, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/10/2010 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Sterling Wealth Management is the DBA for our relationship with Raymond James. It is also used for opening operating bank accounts, utilities, shipping, etc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-02 |
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