Inactive

Sheryl Aronson Rothman

Focus Partners Wealth, LLC

CRD 2383854

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Employer firm

Focus Partners Wealth, LLC CRD 159289

$182B regulatory AUM 1,500 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-31
MA	RA	APPROVED	2018-01-24

NY RA
APPROVED

Since 2021-03-31
MA RA
APPROVED

Since 2018-01-24

Branch Locations

133 E. Main Street 2Nd Floor, Babylon, NY 11702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Colony Group, Llc	Boston	MA	01/2018	Present
Blue Water Advisor	Babylon	NY	03/2016	12/2017
Navigare Partners, Llc	New York	NY	10/2005	10/2016

01/2018 → Present

The Colony Group, Llc

Boston, MA
03/2016 → 12/2017

Blue Water Advisor

Babylon, NY
10/2005 → 10/2016

Navigare Partners, Llc

New York, NY

Designations

Certified Financial Planner
Chartered Financial Analyst

View on SEC IAPD

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Nearby Investors

LEONARDO FIORENTINO

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