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3980 Old Milton Parkway, Alpharetta, GA 30005 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-05-19 |
Branch Locations
4 Lemoyne Drive, Ste 204, Lemoyne, PA 17043 • United States
3980 Old Milton Parkway, Alpharetta, GA 30005 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 01/2011 | 03/2019 |
| Questar Asset Management | Minneapolis | MN | 01/2011 | 03/2019 |
| Woodbury Financial Services, Inc. | Worth | IL | 03/2019 | 04/2023 |
| Gibbs Wealth Management,Llc | Alpharetta | GA | 04/2023 | Present |
| Rose Financial Management | Harrisburg | PA | 06/2023 | Present |
ROSE FINANCIAL ASSOCIATES INVESTMENT RELATED INSURANCE AGENT LEMOYNE, PA 17043 10/2011 80 HOURS/MONTH 80 HOURS/MONTH TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-29 |
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