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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-04-10 |
| TX | RA | APPROVED | 2018-06-28 |
| RI | RA | APPROVED | 2018-06-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner And Smith Incorporated | Wellesley | MA | 04/2014 | 02/2017 |
| Morgan Stanley | Providence | RI | 03/2017 | 05/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Providence | RI | 05/2018 | Present |
I*2049325, Entity Type Fiduciary, Name of OBA: DM Revocable Living Trust Address: North Attleboro, Massachusetts, 02760 Investment Related: Yes Position, Title, Association: Trustee Employee Start Date: 11-Dec-2023 No Hours: 1 monthly No Hours during trading: 0 Duties
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-24 |
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