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Current Employers
Davenport & Company Llc

One James Center 901 East Cary Street, Suite 1100, Richmond, VA 23219 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2009-02-13
  • NC RA
    APPROVED
    Since 2009-02-13

Branch Locations

628 Green Valley Road Suite 306, Greensboro, NC 27408-7730 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Greensboro NC 02/2006 Present
Davenport & Company Llc. Greensboro NC 02/2009 Present
Previous Registrations
  • 2006-02-21 → 2009-03-09
    Greensboro, NC
    Greensboro, NC
    New York, NY
    Greensboro, NC
  • 2001-12-31 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Greensboro, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-18
S63 Uniform Securities Agent State Law Examination 1993-10-06
  • S65 Uniform Investment Adviser Law Examination
    1995-08-18
  • S63 Uniform Securities Agent State Law Examination
    1993-10-06

View on SEC IAPD

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