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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-03-28
CA RA APPROVED 2009-04-22
  • TX RA
    APPROVED_RES
    Since 2012-03-28
  • CA RA
    APPROVED
    Since 2009-04-22

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

1606 P Street #602, Sacramento, CA 95814 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kovack Securities, Inc. Ft. Lauderdale FL 04/2009 Present
Kovack Advisors, Inc. Ft. Lauderdale FL 04/2009 Present
  • 04/2009 → Present
    Kovack Securities, Inc.
    Ft. Lauderdale, FL
  • 04/2009 → Present
    Ft. Lauderdale, FL
Previous Registrations
  • 2007-04-02 → 2009-04-14
    Morgan Stanley & Co. Llc
    Sacramento, CA
  • 1998-11-02 → 2007-04-02
    Morgan Stanley Dw Inc.
    Sacramento, CA
    Sacramento, CA
Other Businesses

1) DBA: PILLARS FOUNDATION CORPORATION - 1606 P STREET, #602, SACRAMENTO, CA 95814; INVESTMENT RELATED; START DATE MARCH 23, 2026; FINANCIAL SERVICES; INCORPORATOR; ; 100% OF TIME SPENT OF TIME SPENT DURING SECURITIES TRADING HOURS.. 2) FIXED INSURANCE BROKERAGE - 1606 P STREET, #602, SACRAMENTO, CA 95814; FIXED INSURANCE; NON INVESTMENT RELATED; BROKERAGE FOR FIXED INSURANCE; 1% OF TIME SPENT 3) BLEND 8, LLC DBA EDIBLE SACRAMENTO MAGAZINE - 1606 P STREET, #602, SACRAMENTO, CA 95814; FOOD MAGAZINE PUBLISHING; OWNER AND HEAD OF PR; NON INVESTMENT RELATED; PUBLIC RELATIONS RELATED TO THE SLOW FOOD MOVEMENT IN SACRAMENTO, YOLO, PLACER AND EL DORADO COUNTRIES; 5% OF TIME SPENT 4) STAUFFER FAMILY FOUNDATION - 1606 P STREET, #602, SACRAMENTO, CA 95814; NON-INVESTMENT RELATED; OVERSEE ALL CHARITY OPERATIONS; PRESIDENT; 1% OF TIME SPENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-23
S63 Uniform Securities Agent State Law Examination 1993-10-11
  • S65 Uniform Investment Adviser Law Examination
    2000-03-23
  • S63 Uniform Securities Agent State Law Examination
    1993-10-11

View on SEC IAPD

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