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Current Employers
Axient Investment Advisors Llc

403 Madison St Se 2Nd Fl, Huntsville, AL 35801 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-02-09
  • AL RA
    APPROVED
    Since 2026-02-09

Branch Locations

403 Madison St Se 2Nd Fl, Huntsville, AL 35801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Progress Financial Services Huntsville AL 02/2014 09/2022
Progress Bank & Trust Huntsville AL 02/2014 09/2022
Stonex Securities Inc. Huntsville AL 06/2016 Present
Stonex Advisors Inc. Huntsville AL 06/2016 02/2026
  • 02/2014 → 09/2022
    Progress Financial Services
    Huntsville, AL
  • 02/2014 → 09/2022
    Progress Bank & Trust
    Huntsville, AL
  • 06/2016 → Present
    Stonex Securities Inc.
    Huntsville, AL
  • 06/2016 → 02/2026
    Huntsville, AL
Previous Registrations
  • 2016-06-30 → 2026-02-11
    Huntsville, AL
    Birmingham, AL
    Huntsville, AL
  • 2015-08-04 → 2016-06-30
    Intl Advisory Consultants Inc.
    Huntsville, AL
  • 2014-02-25 → 2015-08-03
    Huntsville, AL
  • 2013-02-13 → 2014-03-06
    Huntsville, AL
  • 2007-02-13 → 2013-02-13
    Morgan Keegan & Company, Llc
    Huntsville, AL
  • 2003-07-10 → 2007-02-20
    Amsouth Investment Management Company Llc
    Birmingham, AL
  • 2003-03-03 → 2003-07-10
    Amsouth Investment Services, Inc.
    Huntsville, AL
    Huntsville, AL
    Huntsville, AL
    Huntsville, AL
    Huntsville, AL
Other Businesses

1) Sunburst Capital Partners LLC 403 Madison St., SE, 2nd FL, Huntsville, AL 35801 Huntsville, AL 35801 Title: President NON-Investment related Nature: Purchase Real Estate Duties: Minority partner / owner in real estate Approximately 0-1 hours per month spent on OBA during month. 0 during Market hours. 2) AIM Point Capital, LLC 403 Madison St., SE, 2nd FL, Huntsville, AL 35801 Nature of Business: Invest in private equity Investment Related: Non-Investment Related Title: President Duties: Invest in private equity Start Date: 01/03/2020 Hours Devoted to Business: 1-2 Hours Devoted to Business during Market Hours: none 3) Astro Capital Partners, LLC 403 Madison St., SE, 2nd FL, Huntsville, AL 35801, Nature of Business: Purchase private equity real estate Investment, Non-Investment Related, Title: Manager, Duties: Minority Partner/Owner, Start Date: 6/16/2021, Hours Devoted to Business: 0-1, Hours Devoted to Business during Market Hours: 0 4) Storage Capital Partners, LLC - 403 Madison St., 2nd Floor, Huntsville, AL 35801 Nature of Business: Purchase private equity real estate Investment Related: No Business Position: Managing Partner Business Duties: Minority partner/owner Business Start Date: 01/09/2023 Approximately 0-1 hours spent on this OBA monthly, with zero during market hours. 5) Greenbrier Capital Partners, LLC - 403 Madison St., 2nd Floor, Huntsville, AL 35801 Nature of Business: Purchase private equity real estate Investment Related: No Business Position: Managing Partner Business Duties: Minority partner/owner Business Start Date: 04/06/2023 Approximately 0-1 hours spent on this OBA monthly, with zero during market hours. 6) Eagle Creek Wealth Management, LLC ; 403 Madison St., 2nd Floor, Huntsville, AL 35801; Investment Related; Financial Advice-Investments and Insurance; Partner/Financial Advisor; 10/3/2022; 200 hrs/month total - 150 hrs/month during trading hours 7) Axient Investment Advisors, LLC - 403 Madison St., 2nd Floor Huntsville, AL 35801 Nature of Business: Investment advisory, investment management, consulting, and financial planning services Investment Related: Yes Business Position: Partner Business Duties: Investment advisory, investment management, consulting, and financial planning services Business Start Date: 04/11/2025 Approximately one hour spent on this OBA monthly, with one spent during market hours 8) Axient Financial Services, LLC - 403 Madison Street, 2nd Floor, Huntsville, AL 35801 Nature of Business: Shell entity formed for possible follow-on insurance agency. Investment Related: Yes Business Position: Partner Business Duties: Partner/Owner - possible future insurance agency Business Start Date: 04/01/2025 Zero hours spent on this OBA monthly

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-22
S63 Uniform Securities Agent State Law Examination 1993-09-20
  • S65 Uniform Investment Adviser Law Examination
    1999-12-22
  • S63 Uniform Securities Agent State Law Examination
    1993-09-20

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