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Current Employers
Bahl & Gaynor Llc

255 East Fifth Street Suite 2700, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-04-26
MA RA APPROVED 2024-04-18
RI RA APPROVED 2024-02-29
CT RA APPROVED 2024-02-28
ME RA APPROVED 2024-02-28
VT RA APPROVED 2024-02-28
  • NH RA
    APPROVED
    Since 2024-04-26
  • MA RA
    APPROVED
    Since 2024-04-18
  • RI RA
    APPROVED
    Since 2024-02-29
  • CT RA
    APPROVED
    Since 2024-02-28
  • ME RA
    APPROVED
    Since 2024-02-28
  • VT RA
    APPROVED
    Since 2024-02-28

Branch Locations

255 East Fifth Street Suite 2700, Cincinnati, OH 45202 • United States

Melrose, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisors Asset Management, Inc Monument CO 08/2009 07/2023
Bg Is, Llc Melrose MA 07/2023 Present
Quasar Distributors, Llc Melrose MA 10/2023 Present
  • 08/2009 → 07/2023
    Monument, CO
  • 07/2023 → Present
    Bg Is, Llc
    Melrose, MA
  • 10/2023 → Present
    Quasar Distributors, Llc
    Melrose, MA
Previous Registrations
Other Businesses

1). Registered Representative with Quasar Distributors, LLC which is not affiliated with Bahl & Gaynor, Inc., or its affiliates.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-11-17
S63 Uniform Securities Agent State Law Examination 2005-09-14
  • S65 Uniform Investment Adviser Law Examination
    2009-11-17
  • S63 Uniform Securities Agent State Law Examination
    2005-09-14

View on SEC IAPD

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