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Alyosha Richard Mertens

Vista Investment Partners LLC

Oklahoma City, OK

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Current Employers
Vista Investment Partners Llc

5601 North Classen Boulevard Suite 101, Oklahoma City, OK 73118 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-16
OK RA APPROVED 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2025-07-16
  • OK RA
    APPROVED
    Since 2021-07-21

Branch Locations

5601 North Classen Boulevard Suite 101, Oklahoma City, OK 73118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilltop Securities Inc Oklahoma City OK 01/2011 07/2021
Cabot Lodge Securities Llc Oklahoma City OK 07/2021 10/2021
Vista Investment Partners Llc Oklahoma City OK 07/2021 Present
Previous Registrations
Other Businesses

Alyosha R. Mertens is a licensed insurance agent and, from time to time, will offer clients advice or products as part of this outside activity. Clients should be aware that these services pay a commission and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Vista Investment Partners LLC always acts in the best interest of the client, including the sale of commissionable products to advisory clients. Clients always have the right to decide whether or not to utilize the services of any representative of Vista Investment Partners LLC in such individual's outside capacities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-10-28
S63 Uniform Securities Agent State Law Examination 1993-09-09
  • S65 Uniform Investment Adviser Law Examination
    1993-10-28
  • S63 Uniform Securities Agent State Law Examination
    1993-09-09
Other Names
  • Al Mertens
  • Alyosha Mertens

View on SEC IAPD

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