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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2018-05-02
  • MD RA
    APPROVED
    Since 2018-05-02

Branch Locations

12 Locust Lane, Westminster, MD 21157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade St. Louis MO 08/2014 04/2018
Td Ameritrade, Inc. Frederick MD 02/2018 04/2018
Raymond James & Associates, Inc. Westminister MD 04/2018 Present
  • 08/2014 → 04/2018
    Scottrade
    St. Louis, MO
  • 02/2018 → 04/2018
    Td Ameritrade, Inc.
    Frederick, MD
  • 04/2018 → Present
    Westminister, MD
Previous Registrations
  • 2017-03-27 → 2018-04-02
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-26
S63 Uniform Securities Agent State Law Examination 2010-02-03
  • S66 Uniform Combined State Law Examination
    2017-03-26
  • S63 Uniform Securities Agent State Law Examination
    2010-02-03

View on SEC IAPD

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