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Theresa Anne Stevens

Janney Montgomery Scott LLC

Yardley, PA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-02
TX RA APPROVED 2021-09-02
PA RA APPROVED 2021-08-06
  • NY RA
    APPROVED
    Since 2021-09-02
  • TX RA
    APPROVED
    Since 2021-09-02
  • PA RA
    APPROVED
    Since 2021-08-06

Branch Locations

1010 Stony Hill Road Suite 300, Yardley, PA 19067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott, Llc Philadelphia PA 06/1993 05/2018
Janney Montgomery Scott Llc Yardley PA 05/2018 04/2026
Janney Montgomery Scott Llc Newtown PA 04/2026 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-06
S63 Uniform Securities Agent State Law Examination 2020-11-06
  • S65 Uniform Investment Adviser Law Examination
    2021-08-06
  • S63 Uniform Securities Agent State Law Examination
    2020-11-06
Other Names
  • Terry Ann Stevens
  • Theresa Ann Wise
  • Theresa Ann Stevens

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Yardley, PA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · YARDLEY, PA
OSAIC WEALTH, INC. · YARDLEY, PA
MML INVESTORS SERVICES, LLC · Yardley, PA
VENTURA WEALTH MANAGEMENT · YARDLEY, PA
LPL FINANCIAL LLC · YARDLEY, PA
ALLSTATE FINANCIAL ADVISORS, LLC · Yardley, PA
CROSSOVER CAPITAL · YARDLEY, PA

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