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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-02-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Minneapolis | MN | 10/1992 | Present |
| Bank Of America, N.A. | Minneapolis | MN | 09/2019 | Present |
I*96733 ENTITY TYPE: RENTAL PROPERTY NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY IN LONG PRAIRIE, MN INVESTMENT RELATED: NO ADDRESS OF BUSINESS:LONG PRAIRIE, MINNESOTA 56347 POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 4/1/2017 NUMBER OF HOURS DEVOTED: 10 HOURS ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: WE PURCHASED THIS PROPERTY ON AUGUST 5, 2016 AND WILL BE RENTING IT TO MY MOTHER BEGINNING APRIL 1, 2017.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-30 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-13 |
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