Best Investors
Account
Sign in
Best Investors
Account
Sign in
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-02 |
| MI | RA | APPROVED | 2020-07-31 |
| TX | RA | APPROVED_RES | 2020-07-31 |
Branch Locations
101 South Main St Suite 200, Rochester, MI 48307 • United States
Englewood, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Clinton Township | MI | 01/1995 | 04/2017 |
| Raymond James & Associates | Clinton Township | MI | 04/2017 | 07/2020 |
| Raymond James Financial Services, Inc. | Rochester | MI | 07/2020 | Present |
| Raymond James Financial Services Advisors, Inc. | Rochester | MI | 07/2020 | Present |
(1)Name of Business: Sapientia Private Wealth Management, LLC Address: 101 S Main St Ste 200, Rochester, MI, 48307, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 10/27/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: This is our DBA for RJFS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-20 |
Reach out to this advisor