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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-03
  • TX RA
    APPROVED
    Since 2026-06-03

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

14180 North Dallas Pkwy Suite 425, Dallas, TX 75254 • United States

14180 North Dallas Pkwy, Suite 425, Dallas , TX 75254 • United States

Spectrum Strategies, L.L.C.

14180 Dallas Parkway Suite 425, Dallas, TX 75254-4341 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2001-01-02
  • TX RA
    APPROVED
    Since 2001-01-02

Branch Locations

13455 Noel Rd Galleria Tower Two; 20Th Floor, Dallas, TX 75240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Co. Dallas TX 11/1998 06/2026
Mml Investors Services, Llc Dallas TX 12/1998 06/2026
Spectrum Strategies, L.L.C. Dallas TX 11/2000 Present
Lpl Financial Llc Dallas TX 06/2026 Present
Previous Registrations
Other Businesses

1.06/03/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Spectrum Wealth Strategies, LLC; Investment Related; at Reported Business Location(s); Start Date 12/19/2023; 160hrs/mth; 160hrs during trading 2.06/03/2026; Trinity Christian Academy; Coach/ Sports/ Fitness; Not Investment Related; Addison,TX; Start Date 11/01/2011; 10hrs/mth; 0hrs during trading 3.08/12/2026; (FP) Spectrum Strategies, LLC; Registered Investment Advisor; Investment Related; at Reported Business Location(s); Start Date 06/01/2000; 30hrs/mth; 30hrs during trading; I provide financial planning and consulting services through Spectrum Strategies, LLC, an independent investment advisor firm. I started this business activity in 6/2000. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-05
S63 Uniform Securities Agent State Law Examination 1993-09-27
  • S66 Uniform Combined State Law Examination
    2000-12-05
  • S63 Uniform Securities Agent State Law Examination
    1993-09-27
Designations

View on SEC IAPD

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