Best Investors Account Sign in
Claim This Profile
Current Employers
Nations Financial Group, Inc.

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-21
TN RA APPROVED 2022-02-17
  • TX RA
    APPROVED
    Since 2023-02-21
  • TN RA
    APPROVED
    Since 2022-02-17

Branch Locations

5100 Poplar Ave. Suite 3214, Memphis, TN 38137 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Memphis TN 05/2009 02/2022
Nations Financial Group, Inc. Memphis TN 02/2022 Present
Previous Registrations
Other Businesses

ATKINGS CAPITAL MGMT LLC. 5100 POPLAR AVE., SUITE 3214 MEMPHIS, TN 38137. IS INVESTMENT RLELATED. NATURE OF BUSINESS IS DBA TO OFFER INVESTMENT AND ADVISORY SERVICES. POSTION IS OWNER. STARTED 12/1/2006, SPEND APPROX 160 HOURS PER MONTH ON BUSINESS, WITH , 8 HOURS/DAY DURING TRADING HOURS. DUTIES ARE FINANCIAL ADVISORY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-21
S63 Uniform Securities Agent State Law Examination 1993-09-03
  • S65 Uniform Investment Adviser Law Examination
    2002-08-21
  • S63 Uniform Securities Agent State Law Examination
    1993-09-03
Other Names
  • Ray Fracchia

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Memphis, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor