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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-16 |
| CA | RA | APPROVED | 2021-12-15 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1421 N Wanda Rd, Suite 120, Orange, CA 92867 • United States
Irvine, CA • United States
7561 Center Ave Ste 17, Huntington Beach, CA 92647 • United States
4700 Millenia Blvd, Ste 500, Orlando, FL 32839 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Orange | CA | 04/2009 | 10/2017 |
| Securities America Inc. | Huntington Beach | CA | 10/2017 | 11/2021 |
| Securities America Advisors | Huntington Beach | CA | 10/2017 | 11/2021 |
| Lpl Financial, Llc | Huntington Beach | CA | 12/2021 | Present |
1) 1993 - DBA for LPL Business (entity for LPL business) / Elite Financial Network / Investment Related / Irvine, CA 92618 2) 1993 - Non-Variable Insurance / Elite Life Insurance / Investment Related / 5% / Irvine, CA 92618
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-19 |
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