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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2002-02-22
  • CO RA
    APPROVED
    Since 2002-02-22

Branch Locations

6455 South Yosemite Street Suite 425, Greenwood Village, CO 80111 • United States

Parker, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Of America Greenwood Village CO 11/2008 Present
Park Avenue Securities Llc Greenwood Village CO 11/2008 Present
Guardian Life Insurance Company Parker CO 06/2024 Present
Park Avenue Securities Parker CO 06/2024 Present
  • 11/2008 → Present
    Guardian Life Insurance Co Of America
    Greenwood Village, CO
  • 11/2008 → Present
    Greenwood Village, CO
  • 06/2024 → Present
    Guardian Life Insurance Company
    Parker, CO
  • 06/2024 → Present
    Park Avenue Securities
    Parker, CO
Other Businesses

1. Insurance Products other than Guardian, Nature of Business: Broker/Independent Contractor, Start: 01/02/2001 Address: 6455 S. Yosemite St., Suite 425 Greenwood Village, CO 80111, Duties: Selling Insurance other than Guardian, 4 total hours/month; 4 during securities trading hours, Investment related,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-19
S63 Uniform Securities Agent State Law Examination 2000-07-11
  • S65 Uniform Investment Adviser Law Examination
    2000-10-19
  • S63 Uniform Securities Agent State Law Examination
    2000-07-11
Other Names
  • David M Richards
  • David Michael Richards

View on SEC IAPD

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Other Investors

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