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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-04-30 |
| TX | RA | APPROVED_RES | 2006-07-25 |
| OH | RA | APPROVED | 1999-06-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati | OH | 07/1993 | Present |
| Bank Of America,Na | Cincinnatti | OH | 12/2009 | Present |
I*1020430For profit or not for profit: Name of outside business organization: Mariemont Athletic BoostersInvestment related: NAddress of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Fundraise and disburse funds for mariemont athletic boosters I*3184272 Entity Type: N/A Name of OBA: M A F TOD BENEFICIARIES ON FILE Address: Cincinnati, Ohio, 45227 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 11/19/2025 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Power of Attorney for Parents I*3184273 Entity Type: N/A Name of OBA: MLPF& S CUST FPO M A F IRRA FBO M A F Address: Cincinnati, Ohio, 45227 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 11/19/2025 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Power of Attorney for Parents I*3186267 Entity Type: N/A Name of OBA: M A F TOD BENEFICIARIES ON FILE Address: Cincinnati, OH, 45227 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 11/19/2025 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Power of Attorney for Parents
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-10 |
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