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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-11 |
| OH | RA | APPROVED | 2020-07-24 |
Branch Locations
9749 Montgomery Rd, Cincinnati, OH 45242-7207 • United States
Loveland, OH • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Cincinnati | OH | 11/2007 | 07/2020 |
| Ameriprise Financial Services, Llc | Cincinnati | OH | 07/2020 | Present |
Outside Employment; Heritage Bank; Financial Advisor - I am a bank branch employee managing investments for Heritage while working through Ameriprise; ; 9749 Montgomery Rd, , Cincinnati, OH, 45249; Investment-Related; 07/24/2020; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-30 |
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