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1229 Lake Plaza Drive Suite B, Colorado Springs, CO 80906 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-01-06 |
Branch Locations
1229 Lake Plaza Drive Suite B, Colorado Springs, CO 80906 • United States
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2009-01-02 |
| TX | RA | APPROVED | 2009-01-02 |
Branch Locations
1229 Lake Plaza Drive, Colorado Springs, CO 80906 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Colorado Springs | CO | 06/1993 | Present |
| Raymond James Financial Services Advisors, Inc | Colorado Springs | CO | 01/2009 | Present |
| Sullivan & Associates | Colorado Springs | CO | 08/1999 | Present |
| Sullivan & Associates, Ltd. | Colorado Springs | CA | 02/2020 | 12/2023 |
| Sullivan & Associates, Ltd | Colorado Springs | CO | 12/2023 | Present |
(1)Name of Business: 4BJ, LLC for the office building, NA for the other Address: 19 El Encanto Drive, Colorado Springs, CO, 80906, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/24/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: renting my loft, my office building, (2)Name of Business: Memorial Hospital Foundation Address: 1400 East Boulder Street, Colorado Springs, CO, 80909, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Finance/Investment Committee Member Investment Related: Yes Start Date: 08/15/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Typical board duties including Mission / Vision, organizational planning, etc. (3)Name of Business: Sullivan & Associates 401k; SULLIVAN ACCOUNTS; Sullivan Asso; Sullivan Patric; Sullivan, Pat & Barbara; SULLIVAN,BJ Address: 19 El Encanto Drive, Colorado Springs, CO, 80906, United States Activity Type: Control Person Position/Title: Executor (Named Only) Investment Related: Yes Start Date: 02/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the executor of the parents (Patrick L. Sullivan & Barbara J. Sullvian) estate.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-12-01 |
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