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600 West Broadway Suite 1000, San Diego, CA 92101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2010-10-21 |
Branch Locations
600 West Broadway Suite 1000, San Diego, CA 92101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rice Hall James & Associates, Llc | San Diego | CA | 08/2010 | Present |
| Foreside Fund Services, Llc | San Diego | CA | 10/2010 | Present |
| San Diego County Football Official Association | Escondide | CA | 07/2010 | Present |
1) RICE HALL JAMES & ASSOCIATES, SAN DIEGO, CA, INVESTMENT RELATED, START DATE 08/2010; Director of Operations, SUPERVISE TEAM THAT HANDLES OPERATIONAL ACTIVITIES; 160 HRS/MTH WITH 100 HRS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-12 |
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