Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-06
TX RA APPROVED_RES 2010-02-08
  • NY RA
    APPROVED
    Since 2021-08-06
  • TX RA
    APPROVED_RES
    Since 2010-02-08

Branch Locations

6225 Sheridan Drive Suite 318, Williamsville, NY 14221-4800 • United States

Tonawanda, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Buffalo NY 04/2009 Present
  • 04/2009 → Present
    Rbc Capital Markets
    Buffalo, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-01-27
S63 Uniform Securities Agent State Law Examination 1995-09-27
  • S65 Uniform Investment Adviser Law Examination
    1997-01-27
  • S63 Uniform Securities Agent State Law Examination
    1995-09-27

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Williamsville, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor